Our Staff has compiled our research into a database of FINRA Broker Disclosures for Moors & Cabot, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Eugene Vinick | 454934 | 19 | 11/21/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Eugene Vinick | 454934 | 19 | 11/15/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Eugene Vinick | 454934 | 19 | 08/31/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Eugene Vinick | 454934 | 19 | 12/02/1982 | Customer Dispute | Settled | $19,000.00 | $0.00 | See FINRA Report |
| James Eugene Vinick | 454934 | 19 | 05/06/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Eugene Vinick | 454934 | 19 | 12/28/1981 | Customer Dispute | Award / Judgment | $0.00 | $54,000.00 | See FINRA Report |