Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Georgetown Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mario J Segreti | 4270158 | 1 | 09/25/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Taylor Mann | 822903 | 5 | 01/23/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Taylor Mann | 822903 | 5 | 07/29/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Taylor Mann | 822903 | 5 | 01/27/1992 | Customer Dispute | Award / Judgment | $2,726.00 | $2,726.50 | See FINRA Report |
| Robert Taylor Mann | 822903 | 5 | 01/22/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Taylor Mann | 822903 | 5 | 06/22/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |