Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Asset Management (US) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Stephanie Jane Scarlata | 1712142 | 4 | 07/30/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |