Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Wesley Forte | 2099222 | 3 | 05/29/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Thomas Pascoe | 2003524 | 5 | 05/24/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jay Samuel Cohen | 1433624 | 3 | 05/15/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Joseph Calzonetti | 2275675 | 1 | 05/14/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Wayne Sweet | 2429586 | 1 | 04/19/2007 | Customer Dispute | Settled | $9,587.39 | $0.00 | See FINRA Report |
| Logan Thomas Dirks | 7844993 | 1 | 04/02/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Alexander Ogrodnick | 2516489 | 4 | 04/02/2007 | Customer Dispute | Settled | $91,000.00 | $0.00 | See FINRA Report |
| Lorraine Renee Wyrick | 1126193 | 1 | 03/29/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roddy Read | 2063338 | 3 | 03/27/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Diego Saro Furnari | 215969 | 2 | 03/21/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |