Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Irvin Brightbill | 5004543 | 1 | 01/02/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gail Eva Hollingsworth | 2982050 | 2 | 10/01/2007 | Customer Dispute | Denied | $5,968.05 | $0.00 | See FINRA Report |
| Wayne Andrew Blanchette | 1436509 | 2 | 08/27/2007 | Customer Dispute | Settled | $130,765.00 | $0.00 | See FINRA Report |
| Timothy Charles Harris | 5028761 | 1 | 08/16/2007 | Customer Dispute | Denied | $8,600.00 | $0.00 | See FINRA Report |
| Hubert Stalling | 1634214 | 2 | 08/02/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Valerie Ann Garriga | 2141229 | 4 | 07/24/2007 | Customer Dispute | Denied | $7,530.00 | $0.00 | See FINRA Report |
| Channarey Yem | 6171543 | 1 | 07/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Love | 2127851 | 2 | 06/19/2007 | Customer Dispute | Settled | $8,276.94 | $0.00 | See FINRA Report |
| Douglas Lynn Crowe | 2152321 | 4 | 06/04/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carl David Isaac | 1956375 | 3 | 05/31/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |