Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brenda Louise Labar | 4517754 | 4 | 07/11/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Oleg Kryzanovski | 6111895 | 1 | 06/09/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Buckman | 2130186 | 2 | 05/02/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Bashar F Hakim | 2878558 | 5 | 04/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Satzer | 4017451 | 2 | 04/17/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leonard Alan Feigenbaum | 205579 | 7 | 04/08/2008 | Customer Dispute | Closed-No Action | $10,155.00 | $0.00 | See FINRA Report |
| Brent A Pinkerton | 1079954 | 1 | 04/07/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Tipton Bryan | 1130561 | 3 | 03/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Denise Gadot | 2131807 | 2 | 03/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jesse Brett Butler | 4260239 | 4 | 03/17/2008 | Customer Dispute | Denied | $8,387.00 | $0.00 | See FINRA Report |