Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward L Kelley | 4136179 | 4 | 08/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amit Rasiklal Gandhi | 1611030 | 1 | 08/13/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard James Presky | 1394759 | 2 | 08/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Duane Paul Horne | 2361286 | 1 | 08/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rodney Leon Pace | 1102106 | 10 | 08/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Stewart Korman | 1400026 | 1 | 07/24/2008 | Customer Dispute | Settled | $18,795.80 | $0.00 | See FINRA Report |
| Fermon L Owens | 2144350 | 3 | 07/18/2008 | Customer Dispute | Settled | $1,533.75 | $0.00 | See FINRA Report |
| David Brian Hannel | 4387503 | 2 | 07/16/2008 | Customer Dispute | Denied | $24,370.00 | $0.00 | See FINRA Report |
| Steven Keith Person | 5122694 | 2 | 07/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Allen Detmer | 2151611 | 1 | 07/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |