Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Winton Deitch | 6634903 | 1 | 10/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Handy Benesh | 2302168 | 1 | 10/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Patrick Garvey | 1189465 | 3 | 10/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brett Kirkland Moore | 1100774 | 3 | 10/06/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Diane Harriet Arnstein | 2313882 | 7 | 10/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Bobango | 1965928 | 2 | 09/25/2008 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Philip Joseph Spica | 2658960 | 5 | 09/24/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffery Jack Palmer | 2033537 | 1 | 09/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Todd Hershberger | 1909127 | 1 | 09/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Dow Brooks | 4653219 | 4 | 08/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |