Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Robert Edmond | 5492612 | 1 | 11/15/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy David Sellner | 874939 | 1 | 11/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig William Belz | 1410665 | 1 | 11/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shyama Shukla | 5075242 | 2 | 10/31/2008 | Customer Dispute | Denied | $95,287.50 | $0.00 | See FINRA Report |
| Seshagiri Mandava | 5097727 | 2 | 10/30/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Rust Cosgrove | 1804899 | 2 | 10/27/2008 | Customer Dispute | Denied | $6,026.00 | $0.00 | See FINRA Report |
| Kanya Chittanon Arntson | 1730648 | 2 | 10/21/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Joseph Piesko | 2604890 | 1 | 10/15/2008 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Charles Thomas Pascoe | 2003524 | 5 | 10/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alice Sunmi Roe Urata | 1999210 | 1 | 10/13/2008 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |