Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Errol Fernando | 2565558 | 3 | 12/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward L Kelley | 4136179 | 4 | 12/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Maurice Rene Levesque | 1822531 | 2 | 12/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Paul Benns | 5647432 | 1 | 11/30/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Bevilacqua | 2559615 | 1 | 11/26/2008 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| John Edward Hickey | 2034994 | 2 | 11/20/2008 | Customer Dispute | Withdrawn | $470.00 | $0.00 | See FINRA Report |
| Daniel Blu Rice | 4047018 | 2 | 11/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brenda Louise Labar | 4517754 | 4 | 11/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Alexander Donnelly | 4186601 | 3 | 11/17/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William John Squairs | 1641467 | 1 | 11/17/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |