Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacqueline Jones Hamblin | 1406059 | 2 | 03/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael W Lee | 4974272 | 1 | 03/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John William Jensen | 3050535 | 1 | 03/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Nicholas Coulianidis | 1756386 | 2 | 03/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kyung Soon Chin | 1588088 | 1 | 03/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin Nels Bear | 4316988 | 1 | 02/26/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bill Mark Bubrig | 1873610 | 1 | 02/26/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael E Chiha | 2558015 | 1 | 02/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anatoliy Keslin | 4802851 | 3 | 02/20/2009 | Customer Dispute | Settled | $2,000.00 | $0.00 | See FINRA Report |
| Anatoliy Keslin | 4802851 | 3 | 02/05/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |