Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ann T Todisco | 2578349 | 1 | 06/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shelley Renee Borm | 6320398 | 1 | 06/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Anthony Santos | 5722710 | 1 | 06/14/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Michael Moravchik | 4427014 | 4 | 06/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Maja Patricja Sobolewska | 4976505 | 1 | 05/31/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bjorn Hjelmeland | 6835183 | 1 | 05/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Emmanuel Willis | 7797606 | 4 | 05/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Bradley Thompson | 1273352 | 1 | 05/23/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Willis | 7797606 | 4 | 05/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Willis | 7797606 | 4 | 05/18/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |