Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Martin Aquina | 6747 | 4 | 04/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Gerald Brown | 1201501 | 1 | 04/24/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Kip Flagler Hoag | 4767145 | 1 | 04/20/2009 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Francis Xavier Zimmermann | 1060031 | 4 | 04/08/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Phillip Wilks | 2703525 | 2 | 04/06/2009 | Customer Dispute | Denied | $31,210.20 | $0.00 | See FINRA Report |
| Robert Thomas Ferrara | 1054888 | 1 | 04/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Todd Viscounte | 1295593 | 3 | 03/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Valerie Ann Garriga | 2141229 | 4 | 03/30/2009 | Customer Dispute | Denied | $22,036.90 | $0.00 | See FINRA Report |
| Robert George Briscoe | 1143003 | 1 | 03/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sunita C Malhotra | 1795208 | 1 | 03/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |