Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathon Ray Schenk | 4422256 | 2 | 03/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Eugene Marks | 2702476 | 3 | 02/08/2010 | Customer Dispute | Closed-No Action | $17,500.00 | $0.00 | See FINRA Report |
| Patrick Bunyamanop | 3052584 | 1 | 02/04/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Cole Wilson | 1909683 | 2 | 02/02/2010 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Rodney Leon Pace | 1102106 | 10 | 01/11/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Joseph Spica | 2658960 | 5 | 01/05/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Tipton Bryan | 1130561 | 3 | 12/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pius Utieyin Efejuku | 1977179 | 1 | 12/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kanwar Singh Bedi | 1453810 | 2 | 12/07/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| George Thomas Mantzoros | 1071745 | 1 | 12/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |