Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathanael Sidor | 7811741 | 1 | 05/18/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hendrick Louis-Jacques | 4701136 | 2 | 05/18/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Joe Jimerson | 2036729 | 5 | 05/14/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eugene Gennaro Bozzi | 1410875 | 6 | 05/05/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert David Simpson | 1519272 | 5 | 04/26/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Subir Kumar Barua | 2437073 | 1 | 04/23/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Douglas Lynn Crowe | 2152321 | 4 | 04/14/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lisa Ann Certo | 2617676 | 2 | 04/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sonya Johnson Troullier | 4154194 | 1 | 03/31/2010 | Customer Dispute | Denied | $29,940.00 | $0.00 | See FINRA Report |
| Susan Kang | 2882556 | 2 | 03/05/2010 | Customer Dispute | Denied | $48,743.90 | $0.00 | See FINRA Report |