Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Lynn Crowe | 2152321 | 4 | 07/29/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phillip Joseph Batchelder | 1862856 | 3 | 07/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Diane Harriet Arnstein | 2313882 | 7 | 07/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Marshall Silverman | 424025 | 4 | 07/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Cole Wilson | 1909683 | 2 | 07/02/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eugene Gennaro Bozzi | 1410875 | 6 | 06/30/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Lee Brown | 3036649 | 1 | 06/15/2010 | Customer Dispute | Denied | $77,117.00 | $0.00 | See FINRA Report |
| Timothy Peter Leonchik | 5625273 | 2 | 06/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Alan Lieb | 2814807 | 2 | 06/03/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Lieb | 2814807 | 2 | 06/03/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |