Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Elizabeth Bennage | 3073610 | 1 | 05/16/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jesse Holden Sherwood | 2655675 | 1 | 05/04/2011 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |
| Michael Gunther Steck | 1187853 | 1 | 04/08/2011 | Customer Dispute | Settled | $105,951.00 | $0.00 | See FINRA Report |
| Kanya Chittanon Arntson | 1730648 | 2 | 03/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Lubrano | 2749237 | 1 | 02/28/2011 | Customer Dispute | Settled | $60,450.00 | $0.00 | See FINRA Report |
| Edward L Kelley | 4136179 | 4 | 02/08/2011 | Customer Dispute | Settled | $18,924.00 | $0.00 | See FINRA Report |
| Brandon Jansma | 5483092 | 5 | 01/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Edward Laino | 4174745 | 1 | 12/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Denbraver | 7447771 | 2 | 12/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Guy Scambia | 1913487 | 1 | 12/09/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |