Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Libmann | 1323896 | 4 | 10/04/2011 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Paul Roger Sheinkopf | 1191417 | 2 | 10/01/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Jones Hamblin | 1406059 | 2 | 09/22/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Charles Odonnell | 837312 | 4 | 09/19/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Louis Melvin Bell | 4557463 | 2 | 09/14/2011 | Customer Dispute | Settled | $505,000.00 | $0.00 | See FINRA Report |
| Lee Rust Cosgrove | 1804899 | 2 | 09/14/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lisa Ann Certo | 2617676 | 2 | 09/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mari Anne Nesse-Wyssbrod | 4519368 | 2 | 09/13/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joanne Johnson | 1858674 | 1 | 09/09/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Brian Hannel | 4387503 | 2 | 09/01/2011 | Civil Bond | $0.00 | $0.00 | See FINRA Report |