Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stewart James Pascoe | 4003132 | 1 | 04/30/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brett Kirkland Moore | 1100774 | 3 | 04/18/2012 | Customer Dispute | Settled | $16,936.00 | $0.00 | See FINRA Report |
| Brandon Jansma | 5483092 | 5 | 04/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Newitt | 5200931 | 2 | 04/06/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Leonard Alan Feigenbaum | 205579 | 7 | 04/02/2012 | Customer Dispute | Settled | $9,531.48 | $0.00 | See FINRA Report |
| Eric Dow Brooks | 4653219 | 4 | 03/29/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerry James Corrigan | 4296629 | 1 | 03/27/2012 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Patricia Ann Chevalier | 2088425 | 1 | 03/23/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pin Yao | 4166465 | 1 | 03/21/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Peter Leonchik | 5625273 | 2 | 02/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |