Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Lee McAllister | 1571682 | 2 | 07/05/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kurt Arthur Schummer | 3272406 | 4 | 06/22/2012 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Richard E Brownell | 5546317 | 1 | 06/22/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anne Chin Bedell | 1064233 | 1 | 06/11/2012 | Customer Dispute | Denied | $53,937.20 | $0.00 | See FINRA Report |
| Jeffry Donald Curry | 7181779 | 1 | 05/30/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffery Alan Hiestand | 2001098 | 2 | 05/29/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Francis McCarthy | 4910956 | 12 | 05/25/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Thomas Harberts | 4636625 | 1 | 05/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Travis E Hudson | 4825700 | 3 | 05/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Eugene Marks | 2702476 | 3 | 05/03/2012 | Customer Dispute | Settled | $20,679.00 | $0.00 | See FINRA Report |