Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Laudonio | 3265241 | 1 | 09/20/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Satzer | 4017451 | 2 | 09/18/2012 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Zohaib Tariq | 5290948 | 3 | 09/17/2012 | Customer Dispute | Settled | $53,500.00 | $0.00 | See FINRA Report |
| Zohaib Tariq | 5290948 | 3 | 09/17/2012 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Keith Taylor Beckworth | 1139034 | 1 | 08/30/2012 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Walid Salim | 7718719 | 6 | 08/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas E Olmstead | 4527115 | 3 | 08/15/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Dean Parker | 1759840 | 4 | 08/07/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Guy Cote | 1722030 | 1 | 07/30/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Ronald Gagnon | 2346176 | 3 | 07/12/2012 | Customer Dispute | Settled | $20,979.00 | $0.00 | See FINRA Report |