Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Barton Whitehead | 2156117 | 1 | 01/23/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Scott Arteca | 4550695 | 7 | 01/02/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Angel Rosado | 2621630 | 3 | 12/17/2012 | Customer Dispute | Withdrawn | $70,362.20 | $0.00 | See FINRA Report |
| John Anthony Faith | 2361256 | 5 | 12/10/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael John Anthony | 1775908 | 1 | 11/23/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Brian Salisbury | 4047174 | 1 | 11/19/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Cowell | 4133331 | 1 | 11/12/2012 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Gardine Percy Wilson | 6644428 | 2 | 11/03/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Denbraver | 7447771 | 2 | 10/26/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lanning Shane Whitehead | 5635594 | 1 | 10/08/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |