Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Brett Butler | 4260239 | 4 | 07/05/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jay Randall Kimball | 5084444 | 3 | 06/17/2013 | Customer Dispute | Denied | $5,500.00 | $0.00 | See FINRA Report |
| John Paul Barbary | 1977176 | 1 | 05/21/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Lee Sheinkopf | 1051443 | 1 | 05/09/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marcus Allen Parker | 6921998 | 2 | 05/06/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Robert Grace | 1608702 | 1 | 04/12/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dustin Tyler Mead | 5759076 | 1 | 03/05/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edgardo Federico Guevara | 2568269 | 1 | 02/26/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Francis Xavier Zimmermann | 1060031 | 4 | 02/12/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Samuel Cohen | 1433624 | 3 | 02/11/2013 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |