Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seshagiri Mandava | 5097727 | 2 | 10/24/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Scott Sullinger | 6719947 | 1 | 10/16/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Jacobs | 2694605 | 1 | 10/15/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Anson Schutt | 4201977 | 1 | 10/02/2013 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Matthew C McDonough | 6015156 | 3 | 09/27/2013 | Customer Dispute | Denied | $9,695.28 | $0.00 | See FINRA Report |
| Bruce Alan Clithero | 7249525 | 1 | 09/21/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zohaib Tariq | 5290948 | 3 | 09/04/2013 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Brian Joe Jimerson | 2036729 | 5 | 08/29/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tae Hyung Kim | 3226715 | 1 | 08/23/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Marshall Silverman | 424025 | 4 | 08/19/2013 | Customer Dispute | Settled | $4,683.00 | $0.00 | See FINRA Report |