Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eleftherios Aris | 2326792 | 1 | 04/17/2014 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Alfred J Tolli | 5706759 | 1 | 04/09/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ben Johnson | 1973259 | 2 | 03/14/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alf Martin Markussen | 7639898 | 3 | 03/14/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randy Lee Husman | 801145 | 5 | 03/11/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Valerie Ann Garriga | 2141229 | 4 | 03/04/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Niles L Parn | 5834996 | 1 | 02/27/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Lee Kirchoff | 2445503 | 1 | 02/18/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert James McNamara | 1360078 | 1 | 01/28/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Avelino Correia Andrade | 1129061 | 3 | 01/13/2014 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |