Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Parker Reeves | 6829753 | 1 | 08/18/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Riziero Richard Botta | 4367798 | 3 | 08/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rudy Tcruz | 1682462 | 1 | 08/01/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dana Seto-Chun | 4115207 | 1 | 07/29/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edgar Montenegro | 4768006 | 4 | 07/16/2014 | Customer Dispute | Settled | $30,993.80 | $0.00 | See FINRA Report |
| Eugene Gennaro Bozzi | 1410875 | 6 | 06/11/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Dory Adoracion V Jacinto | 1842477 | 2 | 05/29/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Travis E Hudson | 4825700 | 3 | 05/28/2014 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Marcus Allen Parker | 6921998 | 2 | 05/23/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Morgan Watson | 2512816 | 4 | 05/20/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |