Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maurice Rene Levesque | 1822531 | 2 | 10/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Krug | 2900647 | 5 | 10/09/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Morgan Watson | 2512816 | 4 | 10/07/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brett Arthur Banks | 5854390 | 1 | 10/05/2014 | Customer Dispute | Denied | $7,800.00 | $0.00 | See FINRA Report |
| George Chui | 5534010 | 2 | 10/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Jay Behrens | 5033407 | 2 | 09/30/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donna Marie Delmar | 1649124 | 1 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Schopp | 7192005 | 2 | 09/09/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Diego Saro Furnari | 215969 | 2 | 09/04/2014 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| William Morgan Watson | 2512816 | 4 | 08/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |