Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gabriel Fernando Dardik | 4706998 | 1 | 01/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose M Borro | 6010700 | 2 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Herrlinger | 2090573 | 3 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stefan Leonard Dolgoff | 1230346 | 1 | 12/29/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Renard Wilson | 4533681 | 5 | 12/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Leon Pace | 1102106 | 10 | 12/09/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dwayne Epplin | 6340740 | 1 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dory Adoracion V Jacinto | 1842477 | 2 | 11/19/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Alexander Ogrodnick | 2516489 | 4 | 11/10/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alice M Barnes | 4363594 | 1 | 11/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |