Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heather Rae Nidetch | 5167081 | 1 | 08/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Gerard Howard | 2621872 | 1 | 08/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Abrams | 2693512 | 2 | 08/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert David Simpson | 1519272 | 5 | 08/20/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Wayne Wever | 6131262 | 1 | 08/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Francis | 6324941 | 1 | 08/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Ferlin | 1984097 | 1 | 08/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shown Kumar | 5792459 | 1 | 08/04/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Doreen Kramer | 2507970 | 2 | 07/28/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jahangir Golestan | 1969855 | 4 | 07/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |