Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Krug | 2900647 | 5 | 11/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Franklin Hanna Jr | 2204890 | 1 | 11/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Herrlinger | 2090573 | 3 | 11/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel T Barjenbruch | 5295640 | 1 | 10/29/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Todd Viscounte | 1295593 | 3 | 10/15/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Blancq | 6613034 | 1 | 10/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Schlaack | 4095320 | 1 | 10/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey James Colchin | 1571900 | 2 | 09/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Daniel Negron | 2758900 | 5 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David R Gould | 4614702 | 1 | 08/28/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |