Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cesar A Cortes | 5596243 | 1 | 12/16/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jan Viljoen Pretorius | 5281213 | 1 | 12/16/2015 | Customer Dispute | Denied | $10,020.90 | $0.00 | See FINRA Report |
| Alcira Burgdoerfer | 6363886 | 1 | 12/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla Evette Clark | 6740443 | 1 | 11/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Herrlinger | 2090573 | 3 | 11/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Reid | 7859246 | 1 | 11/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip D Tronolone | 4790710 | 1 | 11/16/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew James Masterson | 6771718 | 2 | 11/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew James Masterson | 6771718 | 2 | 11/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Lee Love | 4697408 | 1 | 11/09/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |