Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle L Baker | 6465092 | 2 | 11/28/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dana Steven Pelkey | 4128420 | 1 | 11/27/2023 | Customer Dispute | Settled | $35,415.10 | $0.00 | See FINRA Report |
| Craig Eugene Friedrichsen | 2774629 | 6 | 11/22/2023 | Customer Dispute | Pending | $41,500.00 | $0.00 | See FINRA Report |
| Jeffery Alan Hiestand | 2001098 | 2 | 11/21/2023 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Javodrick Devon Warfield | 6169852 | 1 | 11/10/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brandon S Atkinson | 2716121 | 5 | 11/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Chet Gadomski | 7015396 | 1 | 10/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 9 | 10/11/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Joel Paul Erikson | 2959020 | 4 | 10/09/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael E Fogarty | 1736514 | 2 | 09/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |