Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margaret Mary Furlong | 1832781 | 1 | 03/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Leon Pace | 1102106 | 10 | 03/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Boyd Hanna | 3225573 | 2 | 03/02/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Moravchik | 4427014 | 4 | 03/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Leo McGarvey | 2285601 | 1 | 02/25/2016 | Customer Dispute | Settled | $167,299.00 | $0.00 | See FINRA Report |
| Joel Dylan Shafer | 7432013 | 1 | 02/25/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andreas Teddy Dailey | 1766442 | 2 | 02/16/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam James Maddox | 6117138 | 1 | 02/13/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Marie Therese Grellinger | 5878228 | 1 | 02/10/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Alexander Donnelly | 4186601 | 3 | 02/04/2016 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |