Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Cymbal | 7368778 | 1 | 12/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yifan Bian | 6829266 | 1 | 12/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon S Atkinson | 2716121 | 5 | 12/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon S Atkinson | 2716121 | 5 | 12/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon S Atkinson | 2716121 | 5 | 12/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon S Atkinson | 2716121 | 5 | 12/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel D Emery | 7644358 | 1 | 12/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Conrad Forsman | 6952997 | 1 | 12/12/2023 | Customer Dispute | Settled | $11,056.00 | $0.00 | See FINRA Report |
| Philip Joseph Spica | 2658960 | 5 | 12/12/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edgar Montenegro | 4768006 | 4 | 12/01/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |