Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas E Olmstead | 4527115 | 3 | 03/30/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 9 | 03/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Angel Rosado | 2621630 | 3 | 03/22/2017 | Customer Dispute | Settled | $41,186.00 | $0.00 | See FINRA Report |
| Michael John Ritter | 7161594 | 2 | 03/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Harrison | 6332769 | 2 | 03/15/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Todd Viscounte | 1295593 | 3 | 03/10/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brandon Dean Valdes | 6562870 | 1 | 03/06/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Tracy Elizabeth Richardson | 2395155 | 4 | 03/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard James Presky | 1394759 | 2 | 03/03/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kurt Arthur Schummer | 3272406 | 4 | 02/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |