Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Tipton Bryan | 1130561 | 3 | 08/02/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Renard Wilson | 4533681 | 5 | 07/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pratik Pravinchandra Shah | 2134811 | 2 | 07/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randall Blake Barkhurst | 2104888 | 3 | 07/19/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas A Rodak | 6232861 | 1 | 07/17/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark James Dorsey | 4363928 | 1 | 07/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Sgro | 2968610 | 2 | 07/13/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kanwar Singh Bedi | 1453810 | 2 | 07/11/2017 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Frank Joseph Diliberto | 5648180 | 1 | 07/10/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marcelo Ayache | 7722257 | 1 | 06/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |