Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Lee Barnette | 5859876 | 2 | 10/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Ava Baggot | 1205024 | 2 | 10/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Valerie Saucedo | 6757609 | 1 | 10/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Lavette Corkern | 3076743 | 1 | 10/04/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Michael Badowski | 4198119 | 4 | 09/18/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Keith Johnson | 2455741 | 3 | 09/06/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey J Newton | 7004017 | 5 | 09/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teressa Ann Ryder | 5043554 | 1 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cristian Witcher | 7763352 | 1 | 09/01/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Damon Jerome Drew | 2679256 | 2 | 08/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |