Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerry Pak | 6054452 | 2 | 08/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Heath Barnard | 2917150 | 1 | 08/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Ann Yost | 5716991 | 1 | 07/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Errol Fernando | 2565558 | 3 | 07/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Thomas Johnson | 6725940 | 1 | 07/18/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Riziero Richard Botta | 4367798 | 3 | 07/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Justin Gooding | 6775062 | 2 | 07/15/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Skolnick | 7448350 | 1 | 07/06/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent J Hirsch | 246767 | 1 | 06/26/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Krug | 2900647 | 5 | 06/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |