Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Goodwin | 6610717 | 1 | 02/20/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Pietsch | 7735342 | 2 | 02/20/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Austin Sykora | 6990661 | 5 | 02/14/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Austin Sykora | 6990661 | 5 | 02/14/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Austin Sykora | 6990661 | 5 | 02/14/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Russell Mark Anderson | 1336279 | 1 | 02/05/2024 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Maruzo | 2178492 | 2 | 02/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Walter Branchini | 1014863 | 1 | 01/26/2024 | Customer Dispute | Pending | $175,000.00 | $0.00 | See FINRA Report |
| Leonard Alan Feigenbaum | 205579 | 7 | 01/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harmeet Singh Hayer | 6238908 | 1 | 01/19/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |