Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Melvin Bell | 4557463 | 2 | 05/22/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathon K Rogers | 5151371 | 2 | 05/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terrance L Dubois | 4229942 | 4 | 05/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Anthony Pietrykowski | 4762644 | 2 | 05/01/2019 | Customer Dispute | Settled | $6,400.00 | $0.00 | See FINRA Report |
| Joseph Robert Guarino | 1626169 | 8 | 04/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terrance L Dubois | 4229942 | 4 | 04/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Avon Cleotis White | 1070181 | 1 | 04/04/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Luis Daniel Negron | 2758900 | 5 | 03/26/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Robert Guarino | 1626169 | 8 | 03/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Renard Wilson | 4533681 | 5 | 03/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |