Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margaret Larkin Jones | 5961724 | 8 | 02/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Enderle | 2485756 | 1 | 02/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Louise Labar | 4517754 | 4 | 02/21/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wayne Andrew Blanchette | 1436509 | 2 | 02/20/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jaime Alberto Chavez Llerenas | 4851520 | 2 | 02/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myra Miller | 5457352 | 1 | 02/07/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Cook | 1355335 | 1 | 01/16/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Louis Arnold La Medica | 4596562 | 1 | 01/07/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Lynn Herrera | 2906642 | 2 | 12/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Arthur Gallahar | 6322554 | 1 | 12/24/2019 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |