Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher John Gardella | 7317361 | 1 | 03/11/2024 | Customer Dispute | Settled | $6,042.57 | $0.00 | See FINRA Report |
| Jason Mitsuda | 6718373 | 1 | 03/08/2024 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
| Michael E Fogarty | 1736514 | 2 | 02/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edgar Montenegro | 4768006 | 4 | 02/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Paul Cour | 6065894 | 6 | 02/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Paul Cour | 6065894 | 6 | 02/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Paul Cour | 6065894 | 6 | 02/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Paul Cour | 6065894 | 6 | 02/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Paul Cour | 6065894 | 6 | 02/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Austin Sykora | 6990661 | 5 | 02/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |