Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Charles Odonnell | 837312 | 2 | 09/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin P Dejesus | 5700469 | 1 | 08/26/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Pugh | 4165828 | 1 | 08/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harry Herman Weber | 4727755 | 1 | 08/02/2022 | Customer Dispute | Denied | $47,500.00 | $0.00 | See FINRA Report |
| Leonard Alan Feigenbaum | 205579 | 6 | 07/29/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert David Larkin | 4153118 | 1 | 07/28/2022 | Customer Dispute | Denied | $17,733.20 | $0.00 | See FINRA Report |
| Jessica Lynne Walgenbach | 6435431 | 1 | 07/27/2022 | Customer Dispute | Denied | $15,112.00 | $0.00 | See FINRA Report |
| Steve Brent Sutton | 6419019 | 1 | 07/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David R Miller | 5663240 | 1 | 07/18/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Travis Martin McClarney | 5888653 | 1 | 07/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |