Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Kajala | 4726999 | 3 | 04/01/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Bonich | 1286227 | 2 | 03/23/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Kirwin | 6044932 | 1 | 03/18/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Edkins | 1179297 | 1 | 03/10/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Pamela Jeanne Owens | 4404320 | 2 | 03/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Anne Allen | 7797386 | 1 | 03/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Christopher Duren | 1534043 | 2 | 03/04/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Schebo | 6256944 | 5 | 03/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Saenz | 7432753 | 3 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Graney | 6424824 | 4 | 02/28/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |