Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Adam Knudsen | 5792605 | 1 | 05/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Dean Shull | 6032056 | 1 | 05/18/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Schebo | 6256944 | 5 | 05/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Schebo | 6256944 | 5 | 05/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Schebo | 6256944 | 5 | 05/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy M Sassanella | 4379202 | 2 | 04/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen G Umana Boone | 6460266 | 2 | 04/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Paul Erikson | 2959020 | 4 | 04/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas John Chun | 5563645 | 1 | 04/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jesus Saenz | 7432753 | 3 | 04/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |