Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margaret Larkin Jones | 5961724 | 8 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lynn Akright | 2306460 | 1 | 06/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shuang Guo | 6728775 | 1 | 06/23/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Margaret Larkin Jones | 5961724 | 8 | 06/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William R Thomas | 7863917 | 1 | 06/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Schebo | 6256944 | 5 | 06/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Joseph Dolan | 5846213 | 1 | 06/08/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edgar Montenegro | 4768006 | 4 | 06/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Elgartas Eirosius | 7858339 | 2 | 06/01/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Margaret Larkin Jones | 5961724 | 8 | 05/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |