Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Kevin Jeffries | 4847209 | 8 | 10/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Kevin Jeffries | 4847209 | 8 | 10/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Kevin Jeffries | 4847209 | 8 | 10/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Kevin Jeffries | 4847209 | 8 | 10/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Dauer | 4862901 | 2 | 10/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Alan Feigenbaum | 205579 | 7 | 10/20/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Louis Kevin Jeffries | 4847209 | 8 | 10/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Kevin Jeffries | 4847209 | 8 | 10/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Patrick Duffy | 5128611 | 1 | 10/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy John Gilmore | 2479049 | 2 | 09/01/2020 | Customer Dispute | Denied | $25,848.20 | $0.00 | See FINRA Report |