Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Earl Schaney | 4775302 | 1 | 05/18/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Charles Vasu | 1563100 | 2 | 05/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andreas Teddy Dailey | 1766442 | 2 | 05/11/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 9 | 05/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Ferguson | 1792519 | 1 | 04/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Chen Blovad | 6911446 | 1 | 04/20/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bashar F Hakim | 2878558 | 5 | 04/15/2021 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Khy Jean Sweeney | 6677787 | 1 | 04/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dariush Dan Danesh | 2019299 | 1 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Russell Sweeney | 1598853 | 2 | 03/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |