Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Martinez | 4966013 | 3 | 10/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Martinez | 4966013 | 3 | 10/05/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 9 | 10/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Jack Scaccetti | 1011019 | 1 | 09/29/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Eugene Friedrichsen | 2774629 | 6 | 09/09/2021 | Customer Dispute | Withdrawn | $105,000.00 | $0.00 | See FINRA Report |
| Matthew Joseph Roedl | 5821964 | 1 | 09/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lola Eugenia Eyles | 4339411 | 1 | 08/19/2021 | Customer Dispute | Denied | $95,076.70 | $0.00 | See FINRA Report |
| Dillon Broderick | 5809282 | 2 | 08/09/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Mastrosimone | 322615 | 4 | 08/04/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Leah Mucciolo Blackburn | 6362456 | 1 | 07/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |