Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linda Rae Loring | 2560965 | 5 | 12/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul N Lekousis | 2545673 | 1 | 12/07/2022 | Customer Dispute | Pending | $146,269.00 | $0.00 | See FINRA Report |
| Rhonda Ilene Windsor | 6239641 | 1 | 11/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Nicholson | 6287417 | 2 | 11/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Norman Tornow | 2340857 | 1 | 10/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Smith | 6578054 | 1 | 10/17/2022 | Customer Dispute | Pending | $6,889.45 | $0.00 | See FINRA Report |
| John Becker | 5928771 | 1 | 09/27/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Joshua Radford | 7272317 | 1 | 09/27/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Andre Kapulenui Kaluna | 3213231 | 5 | 09/22/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Tyler Gordon Munro | 7192667 | 1 | 09/19/2022 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |