Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jahangir Golestan | 1969855 | 4 | 06/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jahangir Golestan | 1969855 | 4 | 06/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Trafican | 5779902 | 1 | 06/04/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Glander | 6979390 | 1 | 05/31/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Brann Pogany | 2187311 | 1 | 05/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ethel Dobbyn Boyd | 1747516 | 1 | 04/29/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Maruzo | 2178492 | 2 | 04/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Austin Sykora | 6990661 | 5 | 04/15/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Paul Dambrosio | 2668259 | 1 | 04/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sarah Renee Caruso | 5671553 | 1 | 04/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |