Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Andrew Valentine | 2334877 | 9 | 09/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 9 | 09/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 9 | 09/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Charles Odonnell | 837312 | 4 | 09/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward McIntire | 7786013 | 1 | 09/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allison V Destefano | 6910184 | 3 | 08/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin P Dejesus | 5700469 | 1 | 08/26/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David James Lesko | 2254373 | 1 | 08/22/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Allison V Destefano | 6910184 | 3 | 08/08/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alf Martin Markussen | 7639898 | 3 | 08/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |